January 5, 2006

When the Professor Wrote the Textbook

Posted by Michael Arnzen at 22:58 in Praxis.

I recently contributed a chapter to a forthcoming 2nd edition of a book called Writing Horror which could, ostensibly, become a textbook I assign some day. I've been thinking, too, about writing an outright writing instruction text in the near future. The longer I do this, the more closely aligned what I write and what I teach become.

This is what most scholars do: produce scholarship, in the form of books and other publications. The benefits to students of taking a course by the prof who "wrote the book" on the subject would seem self-evident. The author is an authority on the subject and knows the book so well that she'd be the best person to teach from it.

But is there a conflict of interest when a teacher assigns a text of their own authorship to a class, earning royalties from the sales?

The American Association of University Professors' statement "On Professors Assigning Their Own Texts to Students" provides a great overview of the ethical issues this matter raises. As they put it, there is a risk of abusing their "captive audience":

Because professors are encouraged to publish the results of their research, they should certainly be free to require their own students to read what they have written. At the same time, however, students in a classroom can be a captive audience if they must purchase an assigned text.... Because professors sometimes realize profits from sales to their students (although, more often than not, the profits are trivial or nonexistent), professors may seem to be inappropriately enriching themselves at the expense of their students.

The AAUP article goes on to show some model ways in which some campus policies have dealt with the issue: from requiring committee (or supervisory) approval of required course texts to the school picking up the tab to distribute a professor's texts for free. All good ideas, but, as the AAUP also reminds us, it is ultimitely best for faculty themselves to have the freedom to determine which texts are the best to teach a subject -- so long as they do not take advantage of students by the authority inherent in the instructional role.

Of course, this doesn't just pertain to assigning one's own titles in a class just to make a few dimes in royalties. I've seen (and had) profs who have required texts written by friends, colleagues, spouses, and advisors; I've seen them require books that can only be purchased at specific bookstores or copy services downtown; some have students buy them through their website, with a hidden referral fee (aka "kickback") built into the web code. While many probably have the best intentions, and probably teach these books well, there are probably alternative avenues of delivery that they should have considered.

In fact, faculty who do assign their own books can take the initiative and sometimes help students SAVE money. They could put extra copies on reserve in the library or make electronic editions of the manuscript available free of charge. Or they could buy books at their contracted author discounts and pass the savings on to the students. Another idea might be to have course fees or a departmental budget pay for buying enough texts to cover a section, and then loan them to the students each term the course is taught, retreiving them at the end. In the very least, they could encourage students to sell them as used editions at the end of the term. And when money-saving measures are unrealistic (say, with a brand new title), one could promise -- in the syllabus, in writing -- to donate the personal royalties earned from class purchases to a course-related charity.

According to testimony in an article at Yale Daily News on this issue, students are often more comfortable buying a professor-authored book for a class than the professor is selling them. Often, having the author of the book in the classroom is a bonus and it can enhance the learning. One problem the article mentions, however, is that sometimes the professor risks repeating the book verbetim, and the use of the book creates much redundancy.

It may be better, in fact, to have a class help with the creation of a textbook rather than deliver the material to them post-facto. This issue of "illuminating the process" is the best way, I believe, to think about it. This is why it might actually make more sense to bring students into the inside of a work-in-progress rather sharing the end results of a work of scholarship in the shape of an already-finished and published book. I once had a sociology teacher who assigned a few of the books he had read as a precursor to the book he was currently working on, and he shared his book outline with the class in the form of lectures, soliciting feedback, questions, and inviting us to share our own ideas. Although it was a little too teacher-centered for my tastes, I found this collaborative process very enriching. If he would have published the book (he sadly died before he could), I'm sure he would have credited our class in the acknowledgments.

If a professor-authored book is assigned (or even an article, poem, or play, for that matter), then the teacher should be open to criticism and even invite suggestions for expansion and revision. As a teacher, I have assigned both my own creative writing and my own criticism in my courses. While I've never put my books in the bookstore as mandatory buys, I have freely shared my writing in oral form (performing a fiction/poetry reading to my classes), in handouts I pass around (having students critique my own short-short fiction and poetry), and in assigned readings put on reserve in the library (articles I've written on books or films we've studied in the class). The only disadvantage I see with doing this is that sometimes students are reluctant to critique me honestly; but I do a lot of self-critique so they can see that I am open to it, and I do actively solicit feedback and ideas.

Creative writing books are a bit different than, say, a biology textbook. I read an article in a student paper online (Southern Nevada's Coyote Press), where the student writer felt profs shouldn't assign novels at all. She smartly reminds us that "writing THE book" and "writing A book" are two very different things. And with creative works, ego is often involved. It's bad enough that the students might perceive the assigned book as a sort of highway robbery -- they might even consider it professorial narcissism.

Personally, when I share my own creative writing with students, one of my purposes is to model what it's like to be an "artist as thinker" -- that is, someone who is thoughtful about what they are doing and not just writing blindly under the auspices of "entertainment." And as a literary critic, I am trying to practice what I preach about writing for a "discourse community"...because, in my opinion, good writing always raises issues for discussion. Ultimately, when I assign my own texts for a class I do so not because I am "the authority" but because it gives me an opportunity to show what it means for a writer/scholar to be open to criticism. When I put one of my own texts on the table, I solicit the same sort of critical probing and editorial inquiry I would like to see happening when they discuss any text, particularly in their own writing workshops and peer editing sessions (which are usually mandatory in my classes, particularly for end-of-term papers).

What I'm suggesting is that the teacher who assigns his or her own books has to be a particular kind of teacher and a particular kind of author. At bottom, they have to be a very humble or courageous one, I would imagine. One who doesn't limit interpretation of the book to "what he intended." One who is extremely receptive to criticism from students and not afraid to admit errors. One who is as open to hearing about the flaws of the text as he should be skeptical when told about the strengths. In other words, a writer who models how writers learn from listening to their readers rather than a writer who weilds the text like a cop might flash his shiny new badge -- as some sort of evidence of authority over the students. Being teacher is already authority -- and ego-boo -- enough.

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Comments

In my view, it is fine for a prof to assign a book he/she has written, but if I were a student I would grumble that "he's making me buy his crummy book just so he can make a dime." Therefore, I say the teacher should donate any profit he should make to the college foundation.
This would certainly please administrators as well.
Just my buck-fifty.

Posted by AG Devitt at 17:00 on January 13, 2006. #

"The benefits to students of taking a course by the prof who "wrote the book" on the subject would seem self-evident."

I had the unfortunate problem of taking a class from "the guy who wrote the book" in my graduate career in math. The problem with this was that the course only provided me with one explanation of a given problem - if I couldn't follow the professor on a certain method, then the book's explanation wasn't going to illuminate me any further! I still consider it a waste of money, even though he acquired the books for us at his "direct discount price" of 25% off...

This textbook also suffered from an amazing difficulty: the professor made up the problem sections (homework) and included problems that he thought "sounded neat" (his exact words). Some of these problems turned out to be too difficult for him to solve - some of them are historically unsolved (open) problems! I would go to his office and ask how to do problem #7 on page 15 - with six or seven pages of attempted starts on the problem - and after an hour of watching him scribble on a board and get _nowhere_ I'd go to my next class. I'd come back an hour later and he'd still be working on it!!! That turned out to be an unsolved problem...that he had assigned to a group of first-year grad students.

Sometimes, the detrements of using your own book outweigh the benefits.

I do agree with you that having students help you write a book is better, as long as you have an accessible subject. I once took a seminar course designed to do just that, but there were exactly 3 of the 10 people in the room who understood the material deeply enough to make reasonable contributions to the book. It must be different in different fields :)

Posted by Joshua Sasmor at 14:42 on January 24, 2006. #

I took a research methods class as an undergraduate in which the professor showed us the textbook he wrote and declined to use because it was priced around a hundred dollars. He felt he could not ethically assign such an expensive book even his own. :-)

Posted by Chris at 13:39 on December 30, 2006. #

I beleive that the college should have a means of approving self-authored classroom text books. sometimes the content of these books are unfit for learning because the student has to seek other sources for basic information which should have been added to the text book

Posted by norma at 13:55 on February 13, 2007. #

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